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以下案例屬於電腦軟體方法專利類別

案例US6947941

This invention relates to the field of product serial numbers and their use in connection with an electronic registration system for such products.

 

1.本篇專利屬於”專門適用於行政、管理、商業、經營、監督或預測目的的數據處理系統或方法”之領域

2.本篇專利為提供一種方法與系統,來有效的管理產品序號並且能降低或防止不正確的產品序號被使用

公告(公開)號

專利名稱

US6947941

Serial number mask and check digit for electronic registration system (ERS)

申請日

申請人(專利權人)

2001/05/30

Nintendo of America Inc. (Redmond, WA)

摘要

A method and system for efficiently handling the acquisition of serial number information from products at, for example, a point of sale system in a retail store or the like utilizes a serial number mask (4) to generically define attributes of a serial number format. The serial number mask characterizes the serial number format and includes at least a first character that describes variables of the serial number format. With this method and system, an electronic registration system can be used to reduce or prevent improper returns of consumer products.

 


US6947941進入美國之專利申請案流程

TSipo戰國策整理 2009/12

 

 


從PCT進入US時所申請的Claims

 

共22項,包含3項獨立項,19項附屬項

 


2004/01/06 Non-Final Rejection

 

正式進入OA階段

審查委員首先針對圖示(Drawings)提出核駁

審查委員指出”product registration database”有在申請的獨立項9、15中出現

並提出兩種修正方向來避免圖示被核駁:

1.修正圖示

2.取消獨立項9、15中,”product registration database”此技術特徵

 

此時申請人申請的claim 9、15如下:

9. An information processing system having a product registration database containing information on purchased products and return criteria for purchased products, the information processing system storing said information by product serial number according to a serial number mask that characterizes a format of the serial number, wherein the serial number mask includes at least a first character that describes variables of the serial number format.

15. A method of reducing improper returns of consumer products, the method comprising:
receiving serial number formats of the consumer products;
defining serial number masks that characterize the serial number formats, respectively;
providing the serial number masks with at least a first character that describes variables of the serial number format ; and
storing a product registration program that effects storing and maintenance of a product registration database at a time of product purchase in accordance with the serial number masks.

 


審查委員依據35 USC 112條文提出核駁

 

審查委員指出Claim 1 是模糊不清的,無法區別請求項之前言(preamble)和主體(body),並且,亦無清楚指出此方法method是如何執行

而Claims 2-8是依附在claim 1,故核駁理由相同

 

此時申請人申請的Claim 1如下:

1. A method of generically defining attributes of a serial number format, the method comprising defining a serial number mask that characterizes the serial number format, and providing the serial number mask with at least a first character that describes variables of the serial number format.

 


審查委員依據35 USC 101條文提出核駁

 

35 U.S.C 101條規定,發明必須符合下列四種標的:

1.process步驟

2.machine機器

3.manufacture製造品

4.Composition of matter物質成份

 

審查委員指出Claims 1-8 and 14並非為35 U.S.C 101法令之標的,並非機器或製造品,也非方法步驟能實踐,或能藉由電腦執行,審查委員認為Claims 1-8 and 14是無效力的

 


審查委員依據35 USC 102條文提出核駁

 

審查委員引用US5978774作為前案,來指出Claims 9-13 and 15 無新穎性,即前案已揭露Claims 9-13 and 15所有的技術特徵

 


2004/04/06 申請人針對Non-Final Rejection進行答辯

 

申請人修改Claims:僅取消第14項,來回應審查委員所提的Claim 14違反35 USC 101法條,其餘claims 1-13 and 15-22則是請求更進一步的審查

 


針對審查委員所提的圖示(Drawings)部份進行答辯

 

申請人認為,審查委員所指的”product registration database”已出現在圖2(上圖紅圈處)中,該圖示為典型代表為資料庫圖示,所以並非不符合 37 CFR 1.83(a)之規定,恭請審查委員再考慮並收回此核駁

 


針對審查委員所提的35 USC 112部份進行答辯

 

申請人認為claim 1 藉由”the method comprising”可區分出preamble和body的部份,並且亦有描述執行步驟,申請人認為並無違反35 USC 112之規定,恭請審查委員再考慮並收回此核駁

 

申請人申請的claim 1:

1. A method of generically defining attributes of a serial number format, the method comprising defining a serial number mask that characterizes the serial number format, and providing the serial number mask with at least a first character that describes variables of the serial number format.

藍色:preamble

紅色:body

 


針對審查委員所提的35 USC 101部份進行答辯

 

申請人以claims 1-8為method claims為由,並非machine或manufacture,而且該方法雖然藉由電腦實施較佳,但電腦並非為必要,所以申請人認為並非不符合USC 101,恭請審查委員再考慮並收回此核駁

 


針對審查委員所提的35 USC 102部份進行答辯

 

申請人認為該前案US5978774並未揭露”serial number mask”此技術特徵,因此請審查委員取消該核駁

 


2005/01/05 Final Rejection

 

審查委員提出與Non-Final Rejection相同的核駁理由來提出Final Rejection,並認為申請人的答辯無說服力,而針對35 USC 102無新穎性部份,更是提出了"The check digit section is a part of the serial number mask"的見解,並且明確的指出位於前案US5978774之位置

 

截至目前為止,此申請案如不按照審查委員所要求,將會被核駁下列部份:

  1. 圖示Drawings (以違反37 CFR1.83(a)為由)
  2. Claims 1-8 (以違反35 USC 101為由)
  3. Claims 9-13 and 15 (以違反35 USC 102為由)

 


2005/04/05 申請人針對Final Rejection進行答辯

 

對圖示部份進行修正


對Claims部份進行修正

 

 

申請人取消claims 1-13 and 16,並修改claim 15來符合35 USC 102之規定,以尋求claims 15 and 17-22被核准的可能性

 

 

 


2005/05/02 核准該發明

 

 


 

 

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